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Regulation of Securities, Markets, and Transactions on Hardback by Patrick S. Collins
Regulation of Securities, Markets, and Transactions on Hardback by Patrick S. Collins
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Regulation of Securities, Markets, and Transactions

A Guide to the New Environment
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Description

The ultimate guide to the current rules and regulations that govern the securities industry?including amendments in 2010 Providing readers with expert coverage of domestic securities regulation, this book fills the need for coverage of securities regulations, defining, describing, and explaining everything professionals need to know about domestic securities regulation. Examines the current securities rules Provides an overview of the latest regulations for this industry Includes a description of the various government regulations of securities markets, and securities transactions Since the corporate scandals of 2002, this industry has seen intense scrutiny of how it is regulated. Regulation of Securities, Markets, and Transactions demystifies the new laws and regulations with straightforward, to-the-point coverage professionals need.

Author Biography:

PATRICK S. COLLINS has over thirty years' experience in domestic and foreign financial markets. He has worked in the financial futures markets and was a senior officer of securities companies in London, New York, and Hong Kong. In addition, he has been a financial markets consultant, advising banks, broker-dealers, exchanges, settlement facilities, and securities regulators in Argentina, the Czech Republic, Egypt, Hong Kong, India, Russia, South Africa, Thailand, and the United Kingdom.
Release date NZ
February 18th, 2011
Audience
  • Professional & Vocational
Illustrations
Charts: 9 B&W, 0 Color
Pages
384
Dimensions
188x262x33
ISBN-13
9780470601969
Product ID
8981147

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