Business & Economics Books:

Protecting Your Practice

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Format:

Hardback
$123.00
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  • Around 12-24 June using International Courier

Description

A resource for financial advisors, demonstrating how to build client relationships, grow a practice and avoid lawsuits in an environment that is competitive and adversarial. The text provides forms and checklists, case studies, practical strategies and insight into critical issues that have an impact on a modern financial practice. It spells out ways to offer better service, comply with regulations, streamline recordkeeping and protect a business from malpractice claims. Written in association with the International Association for Financial Planning, this book is aimed at both financial planners and financial advisors.

Author Biography:

Katherine Vessenes, JD, CFP, is America's best-known authority on legal, compliance, and ethics issues for financial advisers. She is president of Vestment Consulting, and lives in the Minneapolis area.
Release date NZ
October 1st, 1997
Audience
  • Professional & Vocational
Contributor
  • With International Association for Financial Planning
Pages
512
Dimensions
122x205x31
ISBN-13
9781576600535
Product ID
6113013

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